SUSTAINABILITY AT CATERPILLAR AWARDS AND RECOGNITION BUSINESS AND INNOVATION Dow Jones Sustainability Indices World and North America, 22 years S&P Global WORKPLACE 2021 Sustainability Yearbook Wall Street Journal Forbes Magazine 100 Most Sustainably Managed World’s Best Employers 2021 (#108) Companies 2021 (#21) America’s Best Employers 2021 (#344) Best-Managed Companies of 2021 America’s Best Employers by State 2021 Best Employers for Veterans (#34) Fortune Best Employers for Diversity 2021 (#362) World’s Most Admired Companies (#101) Global 2000, 2021 ( #132) Fortune 500 Human Rights Campaign World’s Most Admired Companies (#78) Campaign Corporate Equality Index 2021 80% Ranking Newsweek America’s Most Responsible Great Place to Work Institute Companies 2022 (#203) 2021 Best Company to Work for in Brazil 10+ Interbrand Human Rights Campaign For more than 10 years, the Best Global Brands (#82) Equidad MX 2021 annual internal Sustainability Top major Mexican businesses and Excellence Awards have engaged multinationals for LGBT workplace our employees by recognizing inclusion, Caterpillar Nuevo Laredo Caterpillar teams or individuals Human Rights Campaign Foundation who develop more sustainable Corporate Equality Index products, services, solutions or processes. United Way Worldwide’s Global Corporate Leadership Program 10CATERPILLAR 2021 SUSTAINABILITY REPORT