EXECUTIVE SUMMARY 2030 GOALS AND PROGRESS KEY: Progress toward Progressing achieving 2030 goal Not on track On track Operations Energy & Emissions Operations Water GOAL: GOAL: We have set a science-based Scope 1 and 2 goal Implement water management strategies at 100% to reduce absolute greenhouse gas emissions from of facilities located in water high-risk areas by 2030. our operations by 30% from 2018 to 2030. 32% Reduction in absolute GHG emissions from 2018 11% Facilities achieved goal of water strategy implementation Goal Progress: Goal Progress: ✔ 24% of all energy at Caterpillar facilities provided ✔ Foundational year for defining and deploying water by renewable sources* management criteria in high-risk areas ✔ Implemented energy/GHG reduction initiatives, including ✔ Implemented water management elements, including machine replacements and production efficiency compliance, management strategy, leadership review, improvements, resulting in beneficial contributions and employee engagement to reduced emissions Operations Waste Remanufacturing GOAL: GOAL: Reduce landfill intensity by 50% from 2018 to 2030. Increase sales and revenues from remanufacturing offerings by 25% from 2018 to 2030. 34% Reduction in landfill intensity from 2018 -3% Decrease in sales and revenues from remanufactured products from 2018 Goal Progress: Goal Progress: ✔ Recycled 91% of waste due to waste reduction ✔ 127 million pounds of material taken back for and recycling projects remanufacturing through Cat Reman ✔ Reduced packaging waste due to increased utilization ✔ Progress anticipated with remanufacturing options of returnable shipping containers integrated into future product development Product Emissions & Energy Efficiency GOAL: 100% of Caterpillar’s new products through 2030 will be more sustainable than the previous generation through collaborating with customers, reduced waste, improved design for rebuild/remanufacturing, lower emissions or improved efficiency. 100% New products introduced in 2021 were more sustainable than previous generations Goal Progress: ® ✔ Reduced waste and fuel consumption as well as increased safety and operator ease-of-use features in the Cat M316 and M320 Wheel Excavators as compared to previous models ✔ Supported improved efficiency and productivity, such as the 992 Wheel Loader that provides optimized design resulting in 32% more productivity and 48% more efficiency, as compared to the 992K ✔ Reduced emissions through products such as the G3520 2.5MW gas generator set with retrofit kits allowing up to 25% hydrogen content, expected to be available in late 2022. *Renewable sources includes purchased and on-site generated renewable energy, and the renewable energy from grid-purchased electricity. 6