GENERAL DISCLOSURES DISCLOSURE DISCLOSURE TITLE RESPONSE NUMBER GRI 414: SUPPLIER SOCIAL ASSESSMENT Reporting > Prioritization and Management of ESG Issues 103-1 Explanation of the material topic and its Boundary Material Procurement People > Health & Well-Being, Diversity & Inclusion, Human Rights & Employee Experience Material Procurement 103-2 The management approach and its components People > Health & Well-Being, Diversity & Inclusion, Human Rights & Employee Experience Material Procurement 103-3 Evaluation of the management approach People > Health & Well-Being, Diversity & Inclusion, Human Rights & Employee Experience 414-1 New suppliers that were screened using social criteria Reporting > ESG Data GRI 416: CUSTOMER HEALTH AND SAFETY 103-1 Explanation of the material topic and its Boundary Reporting > Prioritization and Management of ESG Issues Energy, Fuel Economy & Emissions > Enabling Customer Success 103-2 The management approach and its components Executive Summary > Goals and Progress Energy, Fuel Economy & Emissions > Enabling Customer Success 103-3 Evaluation of the management approach Energy, Fuel Economy & Emissions > Enabling Customer Success 416-1 Assessment of the health and safety impacts of product and Caterpillar positively impacts the safety of our customers through product design and service categories safety services offerings. 67CATERPILLAR 2021 SUSTAINABILITY REPORT