ESG DATA 2018 2019 2020 2021 GOAL PERSPECTIVE 2030 PEOPLE DATA Total number of employees 104,000 102,300 97,300 107,700 N/A Number of employees outside U.S. 59,400 58,700 57,000 63,400 N/A Women in enterprise 20% 20% 20% 23% 29% (2022) Caterpillar is committed to increasing female representation throughout the company and has an aspirational goal of 29% women in the Women in leadership 19% 20% 20% 21% 25% enterprise and 25% women in leadership. (2022) We respect the right of our employees to form, join or not to join any Collective bargaining 40% 41% 40% 40% N/A lawful organization of their choice without fear of reprisal, interference, % of employees covered intimidation or harassment. We believe it is important for individuals to exercise that right with the benefit of available information. SAFETY Lost-time case frequency rate Over the last two years, our lost-time case frequency has been impacted (LTCFR) /A/ 0.16 0.15 0.20 0.18 N/A by the COVID-19 pandemic. Our continued focus on enhanced safety Worker-related injuries resulting in lost measures during the pandemic resulted in a 10% improvement from time per 200,000 hours worked 2020 to 2021. Recordable injury frequency We strive for all team members to go home safely, every day. In 2021, (RIF) /A/ thanks to our relentless focus on safety, we delivered our best Recordable injuries per 200,000 0.53 0.43 0.42 0.41 0.265 recordable injury frequency (RIF) performance on record, improving hours worked on our previous record set in 2020. We have improved our RIF rate by 23% from our 2018 base year, and by 2% from 2020 to 2021. Employee fatalities 1 0 0 0 N/A While we are proud of our safety progress, we are also very saddened that a contractor suffered a fatal workplace incident at one of our Contractor fatalities 1 1 2 1 N/A facilities in 2021. These incidents highlight that safety must always remain the number one focus of all our workers. ENERGY — OPERATIONS Total energy use /A/ 25,160,000 23,950,000 19,340,000 20,600,000 N/A gigajoules We remain focused on improving energy efficiency and reducing energy Total electricity /A/ consumption. million MWh 2.55 2.38 2.09 2.25 N/A N/A = Not Applicable /A/ Data assured by ERM CVS. Please see our data assurance statement. 56CATERPILLAR 2021 SUSTAINABILITY REPORT