Sigma

Stuart Jones, Jr. Sigma Ratings Inc.

DO YOU KNOW WHO YOU ARE DOING BUSINESS WITH? 2

THE SMARTEST WAY TO EVALUATE RISK IN ANY RELATIONSHP. SEE THE FULL PICTURE IN UNDER 30 SECONDS. 3

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Current approach is manual and fragmented. Lots of people using antiquated systems. 5

“I NEED COMPLETE DATA IN ONE PLACE – AND I NEED TO KEEP IT CURRENT” Compliance Leader, Global Bank 6

HARNESS THE INTERNET START WITH SIGMA Global News Trade Documents ! Corporate Data ! ! Market Data ! ! Industry Intelligence Legal Proceedings SIGMA INTELLIGENCE & ANALYTICS 7

USING SIGMA TERMINAL SEARCH + MONITOR Sigma’s risk flags and trigger events have been modeled off financial institution policies and industry best practice. RAPID SEARCH MONITORING 01 02 8

GLOBAL TRACTION ONBOARDING 5 20+ Continents Core Clients MONITORING CREDIT INVESTIGATION Zero Global S Coverage Churn “Better risk management at 30% of the cost” 9

OUR TEAM Financial Crime & Sales, Customer Success & Data Engineering & AI Legal Experts Marketing Deep domain expertise combined with world class data science and data science and engineering engineering 10

PARTNER WITH US “We see this as something as fundamentally “More transparency correlates with more important as a credit rating…” support from investors…” “New Rating Firm Measures Banks’ Financial Crime Capital Connection, CNBC, 6/28/18 Vulnerability”, Wall Street Journal, 10/17/17 “These days compliance, conduct and “…firms can more proactively manage regulatory risk are just as important as credit governance risks by bringing in a third party…” risk...” Bloomberg Daybreak, 8/2/18 “World’s First Integrity Rating Agency Launched”, Financial Times, 7/1/18 11

THANK YOU We’d like to thank the FinTech Innovation Lab and our Lab sponsors for their support and guidance during the program. 12

Partner With Us. Be up and running in 5 minutes. [email protected] www.sigmaratings.com