BNY MELLON ENTERPRISE ESG 108 APPENDIX Principle 5: Labor Businesses should uphold the effective abolition of child l ab or. 1) BNY Mellon Enterprise ESG Report 2021, Protecting Human Rights, p.86–89 2) BNY Mellon Human Rights Statement 3) BNY Mellon Supplier Code of Conduct 4) BNY Mellon Modern Slavery Act Principle 6: Labor Businesses should uphold the elimination of discrimination in respect to employment and occupation. 1) BNY Mellon Enterprise ESG Report 2021, Diversity, Equity and Inclusion, p .19 –2 6 2) BNY Mellon Enterprise ESG Report, Supply Chain, p.83–85 3) BNY Mellon Human Rights Statement 4) BNY Mellon Supplier Code of Conduct 5) Pay Equity at BNY Mellon 6) BNY Mellon EEO/AA Policy 7) BNY Mellon Gender Pay Gap Report 8) Sexual and Other Discriminatory Harassment Policy 9) Employee Code of Conduct Principle 7: Environment Businesses should support a precautionary approach to environmental challenges. 1) BNY Mellon Environmental Sustainability Policy Statement 2021 2) Considering Climate at BNY Mellon Report 2021 3) BNY Mellon Enterprise ESG Report 2021, Responsible Financing and the Equator Principles, p.67 4) BNY Mellon Enterprise ESG Report 2021, Risk Management, p.42–48 5) BNY Mellon Enterprise ESG Report 2021, Environmental Sustainability p.79-83 Principle 8: Environment Businesses should undertake initiatives to promote greater environmental responsibility. 1) BNY Mellon Environmental Sustainability Policy Statement 2021 2) Considering Climate at BNY Mellon Report 2021 3) BNY Mellon Enterprise ESG Report 2021, Environmental Sustainability, p.79–8 3 4) Environmental section of the Supplier Code of Conduct 5) Contributing to the World Around Us section of the Supplier Code of Conduct Principle 9: Environment Businesses should encourage the development and diffusion of environmentally friendly technologies. 1) Considering Climate at BNY Mellon Report 2021 2) BNY Mellon Enterprise ESG Report 2021, ESG and Responsible Investment Client Solutions, p.52–67 3) ESG and Responsible Investment at BNY Mellon Principle 10: Anti-corruption Businesses should work against corruption in all its forms, including extortion and briber y. 1) BNY Mellon Enterprise ESG Report 2021, Risk Management, p.42–48 2) BNY Mellon Employee Code of Conduct 3) BNY Ethics Hotline by EthicsPoint 4) BNY Mellon Annual Report 2021 , Legal Proceedings, p.183–186 BNY Mellon’s anti-corruption policies and procedures have been communicated to the general public via BNY Mellon’s website, and communicated to all employees and the Board of Directors.