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CGPrinciples of Corporate Social Responsibility and Sustainability Ourfirmwideapproachestosupportingthewellbeingofouremployees,clientsandcommunities OPERATEWITHINTEGRITY RESPECTPEOPLEANDCOMMUNITIES RESPECTOURPLANET Wearecommittedtoconductingourbusinessin Wethinklocallyandglobally,understandingtheimpact In our efforts to create enduring value, we take care to accordancewithallapplicablelaws, rulesandregulations thatouractionsandbehavioursmayhaveonthe reducetheimpactofourday-to-daybusinessactivities andthehighestethicalstandards. successandwellbeingofourcolleagues,clients,and ontheenvironment. Wemaintainsafeworkingenvironmentsandmaintain partnersinalltheregionswhereweoperate. CanaccordGenuityhasalsohadalong-standing policies to ensure the protection of human rights in our We takecaretorespectthecultureandcustomsin commitmenttosupportingcompaniesand investors businessandsupplychains. theregionswhereweoperateandwherewetravel.We that are committed to positively impacting the planet. Ourfirmwideriskmanagementframeworkiscriticalto arecompliantwithallapplicablelawsgoverningequal Wearecommittedtosupportingthecontinuedgrowth maintaining ourcompany’songoingfinancialstability employmentandanti-discrimination. ofcapital markets and wealthmanagementsegments andbusinesscontinuity. Our firmwide Diversity Policy is centred on valuing the whichfocusonhelpingcompaniesandinvestors rich diversity among our employees and all those with advancetheirsustainabilityobjectivesandcontributeto whomwedobusiness. abetterworld. Weempowerourbusinessesandindividualstodirect their charitable and volunteer efforts towards the causesandinitiativesthatwillhaveameaningfulimpact in their respective communities. Asweendeavourtoincreasethevalue ofourbusiness,CGemployeesandpartners incorporate our principles of corporatesocialresponsibilityandsustainabilityintoeveryaspectofourbusinessactivities.

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