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Preqin ESG Solutions 69 Indicator Guidance _____________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________________ Evidence of environmental impact This is marked as disclosed if the 昀椀rm mentions that they conduct environmental studies conducted on portfolio impact studies before investing in portfolio companies, while holding and companies or properties engaging with portfolio companies, or as part of typical portfolio company exits. Environmental impact studies may include pollution studies, emissions studies, or any other study that is related to the environment as part of investing. This must speci昀椀cally be a study conducted on one or more of the companies in which they invest, going beyond the mere consideration of environmental impacts of their portfolio companies. A policy specifying how ESG factors are Disclosure of a policy speci昀椀c to post-investment processes that includes ESG used after investing in a company or in engagements, tracking ESG factors, and/or how ESG is considered when exiting an company exits investment. Tracking of GHG emissions at This is marked as disclosed if the 昀椀rm mentions that they track Scope 1, Scope portfolio companies 2 and/or Scope 3 GHG emissions of their portfolio companies. This may include numerical 昀椀gures or any mention of tracking carbon or emissions. ESG due diligence reporting lines Disclosure of who is ultimately responsible for enforcing ESG policy, ESG reviews, ESG oversight, or other ESG procedures in the investment process. This includes designated groups, parties, or people inside the company responsible for overseeing ESG. This will also be considered disclosed if an executive team is also an ESG team. Otherwise, the reporting lines and ultimate ESG authority must be disclosed. Dedicated ESG investment sta昀昀 Disclosure of any sta昀昀 members speci昀椀cally dedicated to implementing ESG policies, strategies, and procedures in the investment process. This may be a dedicated business unit, team, or individual. Reporting or monitoring portfolio This is marked as disclosed if the 昀椀rm mentions that they monitor ESG companies using ESG KPIs performance, or any speci昀椀c ESG issues (i.e. carbon emissions, workforce performance, board diversity and makeup, environmental law compliance, etc), in their portfolio companies. Although we are at a base level assessing proof of concept, actual metrics may also be disclosed. Total AUM disclosed as subject to ESG Disclosure of a currency amount of assets under management that are subject criteria or policies to ESG policies or assessment. If a disclosed ESG Policy explicitly states its applicability to total AUM, this will also be considered disclosed. Otherwise, this must be numerical. A list of investors by type (i.e. "family Disclosure of a basic list of client types, often included in UNPRI Public Signatory o昀케ce") Reports. Total assets under management Disclosure of a currency amount of assets under management in ESG funds. This in ESG funds must be numerically disclosed and the fund must be explicitly ESG-directed and not solely subject to ESG criteria or policies. Fund o昀昀erings sold as "ESG" or This is marked as disclosed if the 昀椀rm discloses any fund marketed as an ESG "ESG-themed" funds fund. This also includes ESG-themed funds or funds devoted to impact. Examples may include a "low carbon" fund, a quality governance fund, or a water fund. This refers speci昀椀cally to entire funds, excluding individual ESG-oriented company investments. Total assets under management in Disclosure of a currency amount of assets under management that explicitly target impact or SDG-related companies impact or the UN Sustainable Development Goals. If the 昀椀rm's only directive is impact or SDG investing, this will also be considered disclosed, otherwise, this must be numerical. Fund o昀昀erings sold as "Impact" Any fund o昀昀erings marketed as Impact or aligned with the UN Sustainable or "SDG" funds Development Goals. Investments in companies explicitly Disclosure of individual investments in portfolio companies tied to the Sustainable developing products in line with the Development Goals, clearly stated as such. UN Sustainable Development Goals ↗ Back to Contents

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