ENERGY, FUEL ECONOMY & EMISSIONS KEY PERFORMANCE METRICS: GHG EMISSIONS, ENERGY, WATER & WASTE GHG GOAL: We have set a science-based Scope 1 and 2 goal to reduce absolute greenhouse gas emissions from our operations by 30% from 2018 to 2030. Absolute GHG emissions GHG Emissions Intensity Million metric tons CO2e Absolute metric tons CO2e/  Scope 1  Scope 2 million dollars of revenue 0.94 40.6 0.91 33.0 35.0 32% 0.70 0.74 1.55 29.7 1.28 Reduction in absolute GHG emissions from 2018 0.87 0.77 0.77 through 2021 ’18 ’19 ’20 ’21 ’30 ’18 ’19 ’20 ’21 ENERGY Energy Intensity Total Energy Consumption Total Electricity Consumption Renewable Energy1 Absolute gigajoules energy Absolute energy use Sum of purchased and Renewable electrical use/million dollars of sales million gigajoules self-generated electricity energy use/total electrical and revenues in million MWh use x 100 461 445 463 25.2 2.55 2.38 24.2 404 23.9 2.09 2.25 21.2 21.0 19.3 20.6 17.4 ’18 ’19 ’20 ’21 ’18 ’19 ’20 ’21 ’18 ’19 ’20 ’21 ’18 ’19 ’20 ’21 WATER WASTE GOAL: GOAL: Implement water management strategies at 100% of facilities located Reduce landfill intensity by 50% from 2018 to 2030. in water high-risk areas by 2030. 34% 11% Reduction in landfill intensity from 2018 Facilities achieved goal of water strategy implementation 18CATERPILLAR 2021 SUSTAINABILITY REPORT

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