Metric Code Metric Source Metric Code Metric Source TOPIC: EMPLOYEE DIVERSITY AND INCLUSION COMMERCIAL BANKS FN-AC-330a.1 Percentage of gender and racial/ethnic group rep- 2022 ESG Report (p. 39) TOPIC: FINANCIAL INCLUSION & CAPACITY BUILDING FN-IB-330a.1 resentation for (1) executive management, (2) non-executive management, (3) professionals and FN-CB-240a.1 (1) Number and (2) amount of loans outstanding 2022 Form 10-K (p. 48) (4) all other employees qualifed to programs designed to promote small 2022 ESG Report (p. 33–34) business and community development TOPIC: SYSTEMIC RISK MANAGEMENT FN-CB-550a.1 Global Systemically Important Bank (G-SIB) score, 2022 Form 10-K (p. 90) FN-CB-240a.4 Number of participants in fnancial literacy 2022 ESG Report (p. 36) by category initiatives for unbanked, underbanked or FN-IB-550a.1 Banking Organization Systemic Risk Report (FR Y-15) underserved customers INTRODUCTION FN-CB-550a.2 Description of approach to incorporation of 2022 Form 10-K (p. 86–96) TOPIC: INCORPORATION OF ENVIRONMENTAL, SOCIAL AND GOVERNANCE FACTORS IN CREDIT ANALYSIS FN-IB-550a.2 results of mandatory and voluntary stress tests FN-CB-410a.1 Commercial and industrial credit exposure, into capital adequacy planning, long-term corpo- 2022 Form 10-K (p. 192–193) ENVIRONMENTAL by industry rate strategy and other business activities ASSET MANAGEMENT & CUSTODY ACTIVITIES FN-CB-410a.2 Description of approach to incorporation of 2022 ESG Report (p. 13–16, 51–52, 56) SOCIAL nvironmental, social and governance (ESG) e SM factors in credit analysis Carbon Compass methodology TOPIC: TRANSPARENT INFORMATION & FAIR ADVICE FOR CUSTOMERS GOVERNANCE FN-AC-270a.3 Description of approach to informing customers FN-CB-000.B (1) Number and (2) value of loans by segment: (a) 2022 ESG Report (p. 6–10, 13–16) 2022 Form 10-K (Note 12 p. 225–241) about products and services personal, (b) small business and (c) corporate Client Service APPENDICES Business Principles CONSUMER FINANCE List of Acronyms TOPIC: INCORPORATION OF ENVIRONMENTAL, SOCIAL AND GOVERNANCE FACTORS IN INVESTMENT MANAGEMENT & ADVISORY TOPIC: SELLING PRACTICES FN-AC-410a.1 Amount of assets under management, by asset 2022 ESG Report (p. 6–10, 13–16) FN-CF-270a.1 Percentage of total remuneration for covered Global Reporting Initiative Index Code of Conduct class, that employ (1) integration of environmen- employees that is variable and linked to the Asset Management Sustainable Investing Sustainability Accounting tal, social, and governance (ESG) issues, (2) sus- amount of products and services sold Corporate Governance Principles (Section 5.4) Standards Board Index tainability themed investing and (3) screening 2023 Proxy Statement (p. 36, 41) Prohibited Activities and Sensitive FN-AC-410a.2 Description of approach to incorporation of envi- Sectors Activities and Locations 2022 ESG Report (p. 6–10, 13–16) INVESTMENT BANKING & BROKERAGE ronmental, social and governance (ESG) factors in Asset Management Investment Stewardship TOPIC: INCORPORATION OF ENVIRONMENTAL, SOCIAL AND GOVERNANCE FACTORS IN INVESTMENT BANKING & BROKERAGE ACTIVITIES investment and/or wealth management processes and strategies Wealth Management Sustainable Investing FN-IB-410a.2 (1) Number and (2) total value of investments and 2022 ESG Report (p. 13–16, 51–52, 56) loans incorporating integration of environmental, FN-AC-410a.3 Description of proxy voting and investee engage- Proxy Information social and governance (ESG) factors, by industry ment policies and procedures TOPIC: ACTIVITY METRICS FN-IB-410a.3 Description of approach to incorporation of envi- 2022 ESG Report (p. 13–16, 51–52, 56) ronmental, social and governance (ESG) factors in Carbon CompassSM methodology FN-AC-000.A (1) Total registered and (2) total unregistered 2022 Form 10-K (p. 78) investment banking and brokerage activities assets under management (AUM) FN-AC-000.B Total assets under custody and supervision 2022 Form 10-K (p. 78) 68
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