Sustainability Accounting Standards Board Index The index below includes disclosures related to the Sustainability Accounting Standards Board (“SASB”) sector stan- Metric Code Metric Source dards that are relevant to our business: Asset Management & Custody Activities; Commercial Banks; Consumer Finance; Investment Banking & Brokerage; and Mortgage Finance. Unless otherwise noted, all data and descriptions apply to our TOPICS IN MULTIPLE SECTOR STANDARDS INTRODUCTION entire Firm and are as of or for the year ended December 31, 2022. For additional information about the Firm’s fnancial TOPIC: BUSINESS ETHICS ENVIRONMENTAL performance, please refer to the Firm’s quarterly earnings materials as well as quarterly and annual reports on Form FN-AC-270a.2 Total amount of monetary losses as a result of 2022 Form 10–K (Note 30 p. 283–286) 10-Q and Form 10-K, respectively. FN-AC-510a.1 legal proceedings associated with: Note on the Firm’s legal proceedings: JPMorgan Chase & Co. and/or its sub- SOCIAL FN-CB-510a.1 • Marketing and communication of fnancial sidiaries (collectively, the "frm") are defendants or putative defendants in product-related information to new and numerous legal proceedings, including private civil litigations and regulatory/ government investigations. The litigations range from individual actions FN-CF-220a.2 returning customers involving a single plaintif to class action lawsuits with potentially millions of GOVERNANCE Source Key • Fraud, insider trading, anti-trust, anti-compet- class members and cover a wide range of issues. Investigations involve both FN-CF-270a.5 formal and informal proceedings, by both governmental agencies and itive behavior, market manipulation, malprac- self-regulatory organizations. These legal proceedings are at varying stages FN-IB-510a.1 tice or other related fnancial industry laws or of adjudication, arbitration or investigation, and involve each of the frm's APPENDICES 2022 Form 10-K 2022 ESG Report lines of business and geographies and a wide variety of claims (including com- FN-IB-510b.3 regulations mon law tort and contract claims and statutory antitrust, securities and con- Code of Conduct 2023 Proxy Statement • Customer privacy sumer protection claims), some of which present novel legal theories. Based FN-MF-270a.3 on current knowledge, the frm believes it has asserted meritorious defenses List of Acronyms • Selling and servicing of products to the claims asserted against it in its currently outstanding legal proceed- Code of Ethics for Finance Professionals Weblinks FN-MF-270b.2 • Professional integrity, including duty of care ings, intends to defend itself vigorously in all such matters. For further discus- sion, please refer to JPMorgan Chase & Co.'s publicly fled disclosures, includ- Global Reporting Initiative Index • Communications to customers or remunera- ing its most recent Annual Report on Form 10-K and Quarterly Reports on Corporate Governance Principles tion of loan originators Form 10-Q fled with the U.S. Securities and Exchange Commission (available Sustainability Accounting at: https://jpmorganchaseco.gcs-web.com/fnancial-information/sec-flings). Standards Board Index • Discriminatory mortgage lending Prohibited Activities and Sensitive FN-AC-510a.2 Description of whistleblower policies and Code of Conduct Sectors Activities and Locations FN-CB-510a.2 procedures 2022 ESG Report (p. 59) FN-IB-510a.2 TOPIC: DATA SECURITY FN-CB-230a.2 Description of approach to identifying and 2022 Form 10-K (p. 7, 143–144) FN-CF-230a.3 addressing data security risks 2022 ESG Report (p. 57–58) 67