Deutsche Bank Appendix Non-Financial Report 2022 Sustainability Accounting Standards Board (SASB) Index SASB Standard and Disclosure Non-Financial Report and/or Link to Source Remarks/Omissions FN-CF-270a.5 Total amount of monetary losses as a result of AR – Consolidated Financial Statements – Notes legal proceedings associated with selling and to the consolidated balance sheet – 27 servicing of products. “Provisions” FN-MF-270a.3 Total amount of monetary losses as a result of AR – Consolidated Financial Statements – Notes legal proceedings associated with to the consolidated balance sheet – 27 communications to customers or remuneration of “Provisions” loan originators. FN-MF-270b.2 Total amount of monetary losses as a result of AR – Consolidated Financial Statements – Notes legal proceedings associated with discriminatory to the consolidated balance sheet – 27 mortgage lending. “Provisions” SASB Standard and Disclosure Non-Financial Report and/or Link to Source Remarks/Omissions Employee Engagement, Diversity and Inclusion Employee Diversity and Inclusion FN-AC-330a.1 Percentage of gender and racial/ethnic group AR – Deutsche Bank Group – Management Board FN-IB-330a.1 representation for (1) executive management, (2) AR – Deutsche Bank Group – Supervisory Board non-executive management, (3) professionals, Corporate governance and (4) all other employees Employment and employability – Diversity, Equity and Inclusion – Gender diversity Employment and employability – Diversity, Equity and Inclusion – An inclusive work environment SASB Standard and Disclosure Non-Financial Report and/or Link to Source Remarks/Omissions Product Design and Life Cycle Management Incorporation of Environmental, Social, and Governance Factors in Investment Management and Advisory FN-AC-410a.1 Amount of assets under management, by asset Sustainable finance – Asset Management class, that employ (1) integration of environmental, social, and governance (ESG) issues, (2) sustainability themed investing, and (3) screening. FN-AC-410a.2 Description of approach to incorporation of Sustainable finance – Asset Management environmental, social, and governance (ESG) factors in investment and/or wealth management processes and strategies. FN-AC-410a.3 Description of proxy voting and investee Sustainable finance – Asset Management engagement policies and procedures. Incorporation of Environmental, Social, and Governance Factors in Credit Analysis FN-CB-410a.1 Commercial and industrial credit exposure, by AR – Consolidated Financial Statements – Notes industry. to the consolidated balance sheet – 18 “Loans” Pillar 3 Report – General quantitative information on credit risk Sustainable finance – Corporate Bank FN-CB-410a.2 Description of approach to incorporation of Sustainable finance Sustainable Finance Framework: environmental, social and governance (ESG) Sustainable finance – Governance https://www.db.com/files/documents/csr/sustainabi factors in credit analysis. lity/2020july_deutsche-bank-sustainable-finance- framework.pdf?language_id=1&kid=cr--en--docs-- 2020july_db_sustainable_finance_framework_fina l_for_disclosure-pdf.redirect-en.shortcut Incorporation of Environmental, Social, and Governance Factors in Investment Banking and Brokerage Activities FN-IB-410a.1 Revenue from (1) underwriting, (2) advisory, and Sustainable finance – Corporate Bank (3) securitization transactions incorporating Sustainable finance – Investment Bank integration of environmental, social, and governance (ESG) factors, by industry. FN-IB-410a.2 (1) Number and (2) total value of investments and Sustainable finance – Corporate Bank Total investments of ESG loans and investments loans incorporating integration of environmental, Sustainable finance – Investment Bank are stated, but they are not disclosed by industry. social and governance (ESG) factors, by industry. FN-IB-410a.3 Description of approach to incorporation of Sustainable finance – Private Bank – International environmental, social, and governance (ESG) Private Bank factors in investment banking and brokerage Sustainable finance – Asset Management activities. SASB Standard and Disclosure Non-Financial Report and/or Link to Source Remarks/Omissions Business Ethics FN-AC-510a.1 Total amount of momentary losses as a result of AR – Consolidated Financial Statements – Notes FN-CB-510a.1 legal proceedings associated with fraud, insider to the consolidated balance sheet – 27 FN-IB-510a.1 trading, anti-trust, anti-competitive behavior, “Provisions” Anti-financial crime – Risk exposure and 149
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