Indicator Disclosure Title Reporti ng Status Source AUDIT 3-3 Management approach Environmental and Social Policy Framework (p. 3 I, p. 4 II.D, p. 5 II.E.2, p. 7 III, p. 8 IV, p. 9 V) 2021 ESG Report (p. 54) FS -Audit Coverage and frequency of audits to assess implementation of environmen - tal and social policies and risk assess - ment procedures Environmental and Social Policy Framework (p. 3 I, p. 4 II.D, p. 5 II.E.2, p. 7 III, p. 8 IV, p. 9 V) 2021 ESG Report (p. 54) AC TIVE OWNERSHIP Voting policy(ies) applied to environmen - tal or social issues for shares over which the reporting organization holds the right to vote shares or advises on voting Proxy Information FS11 Percentage of assets subject to positive and negative environmental or social screening 2021 ESG Report (p. 54) Note: In 2021, approximately 9,464 transactions were screened using the internal E&S risk submission form, which led to 2,540 transactions (including loans, debt underwriting, equity underwriting and advisory services) being referred to the GESRM team for review because a potential environmental or social risk. Following the initial review, the GESRM team undertook detailed due diligence of approximately 1,938 of these transactions. Indicator Disclosure Title Repor ting Status Source GRI 417: MARKETING AND LABELING (2016) 3-3 Management approach 2021 ESG Report (p. 58) Note: Fair and transparent communications is an import- ant marketing communications topic for JPMorgan Chase, which we discuss on page 58 of our ESG report. GRI 418: CUSTOMER PRIVACY (2016) 3-3 Management approach Code of Conduct 2021 ESG Report (p. 55) Chase — Security Center J.P. Morgan—Privacy Policy 418 -1 Substantiated complaints concerning breaches of customer privacy and losses of customer data Note: It is JPMorgan Chase’s policy to follow U.S. and global laws regarding reporting breaches of customer data, including notices to individuals, regulators and other entities. In addition, JPMorgan Chase provides information regarding risks related to cyber in its SEC filings. GRI 419: SOCIOECONOMIC COMPLIANCE (2016) 3-3 Management approach Code of Conduct 2021 ESG Report (p. 50–51) 419 -1 Non-compliance with laws and regula - tions in the social and economic area 2021 Form 10-K (Note 30 pp. 290–293) Refer to the note on the Firm’s legal proceedings (indicator 2–27). 69 INTRODUCTION ENVIRONMENTAL SOCIAL GOVERNANCE ESG REPORT APPENDICES List of Acronyms Resources Global Reporting Initiative Index Sustainability Accounting Standards Board Index JPMorgan Chase Sustainable Bond Annual Report