100 Sustainability Report 2021 Key Metrics & Indicators | SASB Index Sustainability Report 2021 Key Metrics & Indicators SASB Index This report is evidence of our ongoing commitment to provide disclosures under the Sustainability Accounting Standards Board (SASB) standards. We have included the below disclosures related to the three sectors that are most closely aligned to our mix of businesses: Asset Management and Custody Activities, Investment Banking and Brokerage, and Commercial Banks. Disclosures that appeared in more than one of these sector standards are included in a separate section at the top. Unless otherwise noted, all data and descriptions apply to our entire firm, not just the businesses relevant to that sector. We do not currently disclose all metrics included in the standards for these three sectors, but we will continue to evaluate them in the future. Topic Accounting Metric Category Code Response Disclosures included in multiple sectors’ standards Diversity & Inclusion Percentage of gender and racial/ ethnic group representation for (1) executive management, (2) non-executive management, (3) professionals, and (4) all other employees Quantitative FN-AC-330a.1 FN-IB-330a.1 US Workforce Demographics As part of our commitment to improving diversity at the firm, we have also published diversity goals here . We plan to share further details in our People Strategy report, to be published in May 2022. Business Ethics Description of whistleblower policies and procedures Discussion and Analysis FN-AC-510a.2 FN-IB-510a.2 FN-CB- 510a.2 Raising Integrity Concerns Code of Business Conduct and Ethics Total amount of monetary losses as a result of legal proceedings associated with: • Marketing and communication of financial product-related information to new and returning customers; • Fraud, insider trading, anti- trust, anti-competitive behavior, market manipulation, malpractice, or other related financial industry laws or regulations; and • Professional integrity, including duty of care Quantitative FN-AC- 270a.2 FN-AC-510a.1 FN-IB-510a.1 FN-IB-510b.3 FN-CB-510a.1 During 2021, our total net provisions for all litigation and regulatory proceedings were $534 million. KEY METRICS & INDICATORS