BNY MELLON ENTERPRISE ESG 54 RESPONSIBLE BUSINESS firm has its own unique investment culture, philosophy, process and RI approach. BNY Mellon IM leverages the combined expertise of these firms to help our clients meet their own varied responsible investing goals. Enterprise ESG 2025 ESG Client Solutions Goal Goal: Provide best-in-class client solutions to the global ESG community by enabling ESG financing KPI: Increase assets managed by investment firms that are signatories to the PRI Progress: Increased to $1.931 trillion from $1.834 trillion as of 31 December 2020 * KPI: Increase number of clients who use our ESG Global Risk Solutions, and Data and Analytics solutions Progress: In 2021 the ESG Data Analytics solution was launched with a number of clients publicly announcing adoption, notably Florida State Board of Administration and BNY Mellon Collateral and Clearance KPI: Increase volume of new green bonds administered Progress: Increased to $62 billion in 2021 from $38.7 billion in 2020 ** KPI: Demonstrate ESG thought leadership and proof points as measured by industry recognition and client satisfaction metrics Progress: See publications at https://www.bnymellon.com/ us/en/about-us/esg-and- responsible-investment.html * A UM represents the aggregate total of investment firm signatories’ assets under management at December 31, 2021. Includes Alcentra, ARX Investimentos, Insight Investment (including North America), Mellon Investments Corporation, Newton Investment Management (including North America) and Walter Scott & Partners. It does not include assets managed by investment firm personnel as dual officers of The Bank of New York Mellon and The Dreyfus Corporation. Siguler Guff AUM is not included in this calculation, given the minority interest in the firm held by BNY Mellon. Insight’s AUM is represented by the market value of cash, securities and derivatives held in client accounts. Where a client mandate requires Insight to manage some or all of a client’s liabilities, and Insight is to be paid an investment management fee based upon the value of such liabilities, the AUM for the account will be based on the value of the liabilities plus the gross notional value of any derivatives used in the management thereof. ** Data reflective of FY 2021; Dealogic and Refinitiv. SPECIALIST INVESTMENT SOLUTIONS Global provider of credit solutions AUM: $40.6 billion (as of 12/31/21) 15 16 RI Approach: The PRI’s six Principles for Responsible Investment and analysis of ESG factors form an integral part of Alcentra’s investment process. A PRI signatory since 2018. Progress in 2021: • Established a dedicated Responsible Investment team • Developed a suite of proprietary tools to support the integration of ESG factors in the investment process • Became a member of the Institutional Investors Group on Climate Change (IIGCC) to work with peer investors toward a net zero and resilient future • Called for government action on climate change by signing on to the 2021 Global Investor Statement to Governments on the Climate Crisis Brazilian firm specializing in equity, long/short, macro, corporate bonds and fixed income strategies AUM: $7.2+ billion (as of 12/31/21) RI Approach: As several ESG factors have strong impact on Brazilian companies, in many cases significantly affecting their risk profile, investment experts at the firm focus on analysis and due diligence in this area. Progress in 2021: • Formalized several practices related to investment analysis, approving an RI policy • Became a signatory of the Principles for Responsible Investment • Developed RI training sessions for its professionals 15 On Ma y 31, 2022, The Bank of New York Mellon announced that Franklin Templeton had entered into a definitive agreement to acquire BNY Alcentra Group Holdings, Inc. (together with its subsidiaries, “Alcentra”) from BNY Mellon. The transaction is expected to be completed early in the first calendar quarter of 2023, subject to customary closing conditions, including certain regulatory approvals. 16 Asse ts under management (AUM) includes accounts managed by Alcentra NY, LLC, Alcentra Limited, and assets managed by Alcentra personnel for affiliates under dual officer arrangements.